Paul Richards - Jan 1, 2025 Form 3 Insider Report for NexPoint Real Estate Finance, Inc. (NREF)

Role
Officer
Signature
/s/ Paul Richards
Stock symbol
NREF
Transactions as of
Jan 1, 2025
Transactions value $
$0
Form type
3
Date filed
1/8/2025, 04:15 PM
Previous filing
Aug 29, 2024
Next filing
Feb 19, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding NREF Common Stock 36.4K Jan 1, 2025 Direct
holding NREF Common Stock 7.5K Jan 1, 2025 By 401(k) plan.
holding NREF Common Stock 879 Jan 1, 2025 By IRA.

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding NREF Restricted Stock Units Jan 1, 2025 Common Stock 3.22K Direct F1, F2
holding NREF Restricted Stock Units Jan 1, 2025 Common Stock 9.14K Direct F2, F3
holding NREF Restricted Stock Units Jan 1, 2025 Common Stock 20.7K Direct F2, F4
holding NREF Restricted Stock Units Jan 1, 2025 Common Stock 40K Direct F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On February 22, 2021, the reporting person was granted 12,880 restricted stock units. The restricted stock units vested one-fourth on February 22, 2022, one-fourth on February 22, 2023 and one-fourth on February 22, 2024 and will vest one-fourth on February 22, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.
F2 Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc.
F3 On February 21, 2022, the reporting person was granted 18,278 restricted stock units. The restricted stock units vested one-fourth on February 21, 2023 and one-fourth on February 21, 2024 and will vest one-fourth on February 21, 2025 and one-fourth on February 21, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.
F4 On April 4, 2023, the reporting person was granted 27,578 restricted stock units, which vested one-fourth on April 4, 2024 and will vest one-fourth on April 4, 2025, one-fourth on April 4, 2026 and one-fourth on April 4, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.
F5 On March 13, 2024, the reporting person was granted 40,000 restricted stock units, which will vest one-fourth on March 13, 2025, one-fourth on March 13, 2026, one-fourth on March 13, 2027 and one-fourth on March 13, 2028. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Remarks:

Chief Financial Officer, Executive Vice President-Finance, Assistant Secretary and Treasurer Exhibit List: Exhibit 24 – Power of Attorney