Paul Richards - Jan 1, 2025 Form 3 Insider Report for NEXPOINT DIVERSIFIED REAL ESTATE TRUST (NXDT)

Role
Officer
Signature
/s/ Paul Richards
Stock symbol
NXDT
Transactions as of
Jan 1, 2025
Transactions value $
$0
Form type
3
Date filed
1/8/2025, 04:19 PM
Previous filing
Aug 29, 2024
Next filing
Feb 19, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding NXDT Common Stock 27.3K Jan 1, 2025 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding NXDT Restricted Shares Units Jan 1, 2025 Common Shares 16.8K Direct F1, F2
holding NXDT Restricted Shares Units Jan 1, 2025 Common Shares 35.7K Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On April 4, 2023, the reporting person was granted 22,388 restricted shares units. The restricted shares units vested one-fourth on April 4, 2024 and will vest one-fourth on April 4, 2025, one-fourth on April 4, 2026 and one-fourth on April 4, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.
F2 Each restricted shares unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust.
F3 On March 18, 2024, the reporting person was granted 35,714 restricted shares units. The restricted shares units will vest one-fourth on March 18, 2025, one-fourth on March 18, 2026, one-fourth on March 18, 2027 and one-fourth on March 18, 2028. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Remarks:

Chief Financial Officer, Executive VP-Finance, Treasurer and Assistant Secretary Exhibit List: Exhibit 24 – Power of Attorney