Eric S. Bader - Jan 15, 2025 Form 4 Insider Report for Esquire Financial Holdings, Inc. (ESQ)

Role
EVP and COO
Signature
/s/ Eric S. Bader
Stock symbol
ESQ
Transactions as of
Jan 15, 2025
Transactions value $
$44
Form type
4
Date filed
1/16/2025, 04:37 PM
Previous filing
Dec 18, 2024
Next filing
Feb 3, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ESQ Common Stock Options Exercise $188K +15K +12.98% $12.50 131K Jan 15, 2025 Direct F1, F2, F3, F4, F5
transaction ESQ Common Stock Tax liability -$187K -2.25K -1.73% $83.24 128K Jan 15, 2025 Direct F1, F2, F3, F4, F5
holding ESQ Common Stock 2K Jan 15, 2025 By IRA

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ESQ Stock Options Options Exercise $0 -15K -51.5% $0.00 14.1K Jan 15, 2025 Common Stock 15K $12.50 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2023.
F2 Includes shares of restricted stock which vest in three equal annual installments commencing on December 16, 2024.
F3 Includes shares of restricted stock which vest in three equal annual installments commencing on December 9, 2025.
F4 Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2026.
F5 Includes shares of restricted stock which vest in three equal annual installments commencing on December 15, 2027.
F6 Stock options are fully vested.