Iain Humphries - 15 Jan 2025 Form 4 Insider Report for Concrete Pumping Holdings, Inc. (BBCP)

Signature
/s/ Iain Humpries
Issuer symbol
BBCP
Transactions as of
15 Jan 2025
Transactions value $
$-300,980
Form type
4
Filing time
17 Jan 2025, 18:10:06 UTC
Previous filing
26 Aug 2024
Next filing
19 Mar 2025

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BBCP Common Stock Award $0 +15,330 +4.17% $0.000000 382,822 15 Jan 2025 Direct F1
transaction BBCP Common Stock Award $0 +10,226 +2.67% $0.000000 393,048 15 Jan 2025 Direct F2
transaction BBCP Common Stock Tax liability $-53,051 -5,981 -1.52% $8.87 387,067 15 Jan 2025 Direct F3
transaction BBCP Common Stock Options Exercise $1,518,158 +249,287 +64.4% $6.09 636,354 17 Jan 2025 Direct F4
transaction BBCP Common Stock Tax liability $-1,766,087 -200,920 -31.6% $8.79 435,434 17 Jan 2025 Direct F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BBCP Option Options Exercise $0 -249,287 -100% $0.000000 0 17 Jan 2025 Common Stock 249,287 $6.09 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents performance-based restricted stock units granted to the filing person. The restricted stock units were initially granted on January 22, 2024 and the amount of restricted stock units eligible for vesting was subject to certification of the satisfaction of certain performance conditions for the 2024 fiscal year by the Compensation Committee of the Board of Directors. On January 15, 2025, the Compensation Committee of the Board of Directors certified the achievement of the performance conditions for the restricted stock units, which vest in three equal increments on January 15, 2025, January 15, 2026 and January 15, 2027, subject to the filing person's continued employment through the vesting date.
F2 Represents performance-based restricted stock units granted to the filing person. The restricted stock units were initially granted on April 12, 2024 and the amount of restricted stock units eligible for vesting was subject to certification of the satisfaction of certain performance conditions for the 2024 fiscal year by the Compensation Committee of the Board of Directors. On January 15, 2025, the Compensation Committee of the Board of Directors certified the achievement of the performance conditions for the restricted stock units, which vest in three equal increments on January 15, 2025, January 15, 2026 and January 15, 2027, subject to the filing person's continued employment through the vesting date.
F3 The Company withheld shares of common stock to satisfy the tax withholding obligations for the Reporting Person's performance-based and time-based restricted stock units that vested on January 15, 2025.
F4 The Reporting Person exercised 249,287 options and the Company withheld 200,920 of the underlying shares to satisfy the tax withholding and exercise price obligations.