Iain Humphries - Jan 15, 2025 Form 4 Insider Report for Concrete Pumping Holdings, Inc. (BBCP)

Role
CFO and Secretary, Director
Signature
/s/ Iain Humpries
Stock symbol
BBCP
Transactions as of
Jan 15, 2025
Transactions value $
-$300,980
Form type
4
Date filed
1/17/2025, 06:10 PM
Previous filing
Aug 26, 2024
Next filing
Mar 19, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BBCP Common Stock Award $0 +15.3K +4.17% $0.00 383K Jan 15, 2025 Direct F1
transaction BBCP Common Stock Award $0 +10.2K +2.67% $0.00 393K Jan 15, 2025 Direct F2
transaction BBCP Common Stock Tax liability -$53.1K -5.98K -1.52% $8.87 387K Jan 15, 2025 Direct F3
transaction BBCP Common Stock Options Exercise $1.52M +249K +64.4% $6.09 636K Jan 17, 2025 Direct F4
transaction BBCP Common Stock Tax liability -$1.77M -201K -31.57% $8.79 435K Jan 17, 2025 Direct F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BBCP Option Options Exercise $0 -249K -100% $0.00 0 Jan 17, 2025 Common Stock 249K $6.09 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents performance-based restricted stock units granted to the filing person. The restricted stock units were initially granted on January 22, 2024 and the amount of restricted stock units eligible for vesting was subject to certification of the satisfaction of certain performance conditions for the 2024 fiscal year by the Compensation Committee of the Board of Directors. On January 15, 2025, the Compensation Committee of the Board of Directors certified the achievement of the performance conditions for the restricted stock units, which vest in three equal increments on January 15, 2025, January 15, 2026 and January 15, 2027, subject to the filing person's continued employment through the vesting date.
F2 Represents performance-based restricted stock units granted to the filing person. The restricted stock units were initially granted on April 12, 2024 and the amount of restricted stock units eligible for vesting was subject to certification of the satisfaction of certain performance conditions for the 2024 fiscal year by the Compensation Committee of the Board of Directors. On January 15, 2025, the Compensation Committee of the Board of Directors certified the achievement of the performance conditions for the restricted stock units, which vest in three equal increments on January 15, 2025, January 15, 2026 and January 15, 2027, subject to the filing person's continued employment through the vesting date.
F3 The Company withheld shares of common stock to satisfy the tax withholding obligations for the Reporting Person's performance-based and time-based restricted stock units that vested on January 15, 2025.
F4 The Reporting Person exercised 249,287 options and the Company withheld 200,920 of the underlying shares to satisfy the tax withholding and exercise price obligations.