Robert Anderson - 21 Jan 2025 Form 4 Insider Report for USCB FINANCIAL HOLDINGS, INC. (USCB)

Role
Executive VP and CFO
Signature
/s/ Robert Anderson
Issuer symbol
USCB
Transactions as of
21 Jan 2025
Transactions value $
$0
Form type
4
Filing time
23 Jan 2025, 10:23:15 UTC
Previous filing
30 Oct 2024
Next filing
12 Mar 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction USCB Class A Voting Common Stock Award $0 +8,792 +7.84% $0.000000 120,996 21 Jan 2025 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding USCB Options to Purchase Class A Voting Common Stock 30,000 21 Jan 2025 Class A Voting Common Stock 30,000 $8.75 Direct F3
holding USCB Options to Purchase Class A Voting 60,000 21 Jan 2025 Class A Voting Common Stock 60,000 $12.05 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the grant of 8,792 shares of restricted stock which vest at a rate of one-third per year commencing on January 21, 2026.
F2 Includes 4,127 shares of restricted stock which commenced vesting at a rate of one-third per year on January 22, 2025, 5,367 shares of restricted stock which commenced vesting at a rate of one-third per year on March 8, 2024, and 25,000 shares of restricted stock one-third of which vested on December 31, 2024 and the remaining two-thirds vest pro rata on December 31, 2025 and 2026.
F3 The options vested at a rate of one-third per year commencing on September 10, 2021.
F4 The options vest at a rate of one-third per year commencing on September 27, 2022.