Nicholas Bustle - Jan 21, 2025 Form 4 Insider Report for USCB FINANCIAL HOLDINGS, INC. (USCB)

Role
EVP and Chief Lending Officer
Signature
/s/ Robert Anderson by P.O.A. for Nicholas Bustle
Stock symbol
USCB
Transactions as of
Jan 21, 2025
Transactions value $
$0
Form type
4
Date filed
1/23/2025, 10:33 AM
Previous filing
Oct 30, 2024
Next filing
Mar 12, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction USCB Class A Voting Common Stock Award $0 +6.95K +18.97% $0.00 43.6K Jan 21, 2025 Direct F1, F2
holding USCB Class A Voting Common Stock 9.82K Jan 21, 2025 By daughters
holding USCB Class A Voting Common Stock 6.25K Jan 21, 2025 By spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding USCB Stock Option (Right to Buy) 30K Jan 21, 2025 Common Stock 30K $11.35 Direct F3
holding USCB Stock Option (Right to Buy) 40K Jan 21, 2025 Common Stock 40K $12.05 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the grant of 6,947 shares of restricted stock which vest at a rate of one-third per year commencing on January 21, 2026.
F2 Includes 3,261 shares of restricted stock which commenced vesting at a rate of one-third per year on January 22, 2025, 4,078 shares of restricted stock which commenced vesting at a rate of one-third per year on March 8, 2024, and 20,000 shares of restricted stock which vest at a rate of one-third per year commencing on October 28, 2025.
F3 The stock options vested at the rate of one-third per year commencing on April 17, 2020.
F4 The stock options vest at the rate of one-third per year commencing on September 27, 2022.