Neil D. Wilkin Jr - Jan 31, 2025 Form 4 Insider Report for OPTICAL CABLE CORP (OCC)

Role
Chairman, President and CEO, Director, 10%+ Owner
Signature
/s/ Neil D. Wilkin, Jr.
Stock symbol
OCC
Transactions as of
Jan 31, 2025
Transactions value $
-$21,421
Form type
4
Date filed
2/3/2025, 04:29 PM
Previous filing
Oct 9, 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OCC Common Stock Tax liability -$21.4K -4.35K -0.41% $4.93 1.04M Jan 31, 2025 Direct F1
holding OCC Common Stock 22.6K Jan 31, 2025 By Wilkin Capital Fund I, LLC F2
holding OCC Common Stock 315 Jan 31, 2025 By Daughter #1 F3
holding OCC Common Stock 315 Jan 31, 2025 By Daughter #2 F3
holding OCC Common Stock 115 Jan 31, 2025 By Daughter #3 F3
holding OCC Common Stock 315 Jan 31, 2025 By Son F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 4,345 shares are being surrendered as allowed by the Company's 2017 Stock Incentive Plan for the payment of taxes currently due on previously granted restricted shares. Mr. Wilkin is surrendering 4,345 shares as partial payment of the taxes due, and paying cash for the remainder of the taxes due.
F2 The shares are held by Wilkin Capital Fund I, LLC for the benefit of Neil D. Wilkin, Jr.
F3 The reporting person disclaims beneficial ownership of all securities held by his children, and this report should not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.