| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | BGC | Class A Common Stock, par value $0.01 per share | 8.76K | Feb 21, 2025 | Direct | F1 | |||||
| holding | BGC | Class A Common Stock, par value $0.01 per share | 1.97M | Feb 21, 2025 | See footnotes | F2, F5 | |||||
| holding | BGC | Class B Common Stock, par value $0.01 per share | 4.12M | Feb 21, 2025 | See footnotes | F3, F4, F5 |
| Id | Content |
|---|---|
| F1 | Consists of 8,758 shares of Class A common stock, par value $0.01 per share ("Class A Common Stock"), of BGC Group, Inc. (the "Company") held in a custodial account for the benefit of the reporting person under the Uniform Gifts to Minors Act. |
| F2 | Consists of 1,974,316 shares of Class A Common Stock held indirectly, consisting of (i) 600,938 shares of Class A Common Stock held by KBCR Management Partners, LLC ("KBCR") of which the reporting person is the manager, (ii) 50,240 shares of Class A Common Stock held by LFA LLC ("LFA") of which the reporting person is the manager, (iii) 792,598 shares of Class A Common Stock held by various trust accounts (the "Descendants Trusts") of which the reporting person is trustee with decision making control, and (iv) 530,540 shares of Class A Common Stock held by various trust accounts (together with the Descendants Trusts, the "Trusts") of which the reporting person is trustee with decision making control. |
| F3 | Consists of 4,119,184 shares of the Company's Class B Common Stock held indirectly, consisting of (i) 1,610,182 shares of Class B common stock, par value $0.01 per share, of the Company ("Class B Common Stock") held by a limited liability company (the "LLC Holder") of which the reporting person is the manager, (ii) 2,335,967 shares of Class B Common Stock held by KBCR, and (iii) 173,035 shares of Class B Common Stock held by LFA. |
| F4 | The shares of Class B Common Stock are convertible at any time on a one-for-one basis (subject to adjustment) into shares of Class A Common Stock. |
| F5 | Shares of Class A Common Stock and Class B Common Stock held by LLC Holder, KBCR, LFA, and the Trusts are included on this report because of the reporting person's position as the manager or trustee of each entity as described in Footnote 2 and 3 above. The reporting person disclaims beneficial ownership of all securities held by LLC Holder, KBCR, LFA, and the Trusts in excess of his pecuniary interest, if any, and this report shall not be deemed an admission that he is the beneficial owner of, or has pecuniary interest in, any such excess securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended or for any other purpose. |