Andrew Flynn - Mar 3, 2025 Form 4 Insider Report for Turning Point Brands, Inc. (TPB)

Role
Chief Financial Officer
Signature
/s/ Andrew Flynn
Stock symbol
TPB
Transactions as of
Mar 3, 2025
Transactions value $
$209,824
Form type
4
Date filed
3/5/2025, 07:54 PM
Previous filing
Jul 25, 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TPB Common Stock Award $160K +2.28K +41.4% $70.34 7.77K Mar 3, 2025 Direct F1
transaction TPB Common Stock Tax liability -$38K -540 -6.95% $70.34 7.23K Mar 3, 2025 Direct F2
transaction TPB Common Stock Award $116K +1.65K +22.79% $70.34 8.88K Mar 3, 2025 Direct F3
transaction TPB Common Stock Tax liability -$28.1K -400 -4.51% $70.34 8.48K Mar 3, 2025 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported transaction involved the reporting person's receipt of a grant of 2,275 restricted stock units under Turning Point Brands, Inc,'s 2021 Equity Incentive Plan. The total reported in Column 5 includes 7,770 restricted stock units.
F2 The reported transaction involves shares withheld for the payment of taxes related to restricted stock units that have vested on March 3, 2025. The total reported in Column 5 includes 5,902 RSUs and 1,328 shares of Common Stock.
F3 Represents shares issued upon settlement of performance restricted stock units granted to the reporting person in March 2024. The compensation committee of the Board of Directors determined that the performance criteria were met on March 3, 2025. The total reported in Column 5 includes 5,902 restricted stock units and 2,976 shares of common stock.
F4 The reported transaction involves shares withheld for the payment of taxes related to performance restricted stock units that the performance criteria were met on March 3, 2025. The total reported in Column 5 includes 5,902 restricted stock units and 2,576 shares of common stock.