| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | TPB | Common Stock | Award | $390K | +5.54K | +5.53% | $70.34 | 106K | Mar 3, 2025 | Direct | F3 |
| transaction | TPB | Common Stock | Tax liability | -$89.7K | -1.28K | -1.21% | $70.34 | 105K | Mar 3, 2025 | Direct | F4 |
| transaction | TPB | Common Stock | Award | $370K | +5.26K | +5.03% | $70.34 | 110K | Mar 3, 2025 | Direct | F5 |
| transaction | TPB | Common Stock | Award | $310K | +4.41K | +4.02% | $70.34 | 114K | Mar 3, 2025 | Direct | F6 |
| transaction | TPB | Common Stock | Tax liability | -$143K | -2.03K | -1.78% | $70.34 | 112K | Mar 3, 2025 | Direct | F7 |
| transaction | TPB | Common Stock | Award | $1M | +14.9K | +13.3% | $67.02 | 127K | Mar 5, 2025 | Direct | F8 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | TPB | Options | Award | $0 | +54.3K | $0.00 | 54.3K | Mar 11, 2024 | Common Stock | 54.3K | $27.19 | Direct | F2 | |
| transaction | TPB | Options | Award | $0 | +77.5K | $0.00 | 77.5K | May 12, 2023 | Common Stock | 77.5K | $20.71 | Direct | F1 |
| Id | Content |
|---|---|
| F1 | Options granted under the Turning Point Brands, Inc. 2021 Equity Incentive Plan. The options vest and become exercisable as to 25% of the underlying shares on the last day of each calendar quarter of the 2023 calendar year. |
| F2 | Options granted under the Turning Point Brands, Inc. 2021 Equity Incentive Plan. The options vest and become exercisable as to 25% of the underlying shares on the last day of each calendar quarter of the 2024 calendar year. |
| F3 | The reported transaction involved the reporting person's receipt of a grant of 5,544 restricted stock units under Turning Point Brands, Inc.'s 2021 Equity Incentive Plan. The total reported in Column 5 includes 31,819 restricted stock units and 73,975 shares of common stock. |
| F4 | The reported transaction involves shares withheld for the payment of taxes related to restricted stock units that have vested on March 3, 2025. The total reported in Column 5 includes 21,035 restricted stock units and 83,484 shares of common stock. |
| F5 | Represents shares issued upon settlement of performance restricted stock units granted to the reporting person in May 2023. The compensation committee of the Board of Directors determined that the performance criteria were met on March 3, 2025. The total reported in Column 5 includes 21,035 restricted stock units and 88,743 shares of common stock. |
| F6 | Represents shares issued upon settlement of performance restricted stock units granted to the reporting person in March 2024. The compensation committee of the Board of Directors determined that the performance criteria were met on March 3, 2025. The total reported in Column 5 includes 21,035 restricted stock units and 93,154 shares of common stock. |
| F7 | The reported transaction involves shares withheld for the payment of taxes related to performance restricted stock units that the performance criteria were met on March 3, 2025. The total reported in Column 5 includes 21,035 restricted stock units and 91,127 shares of common stock (which includes a total of 13,368 shares of common stock that have been deferred into the Company Non-Qualified Deferred Plan and will be settled in accordance with the terms thereof). |
| F8 | The original Form 4, filed on March 5, 2025, is being amended solely to correct an administrative error that incorrectly reported the reporting person's receipt of restricted stock units under the Turning Point Brand Inc.'s 2021 Equity Incentive Plan as being granted on March 3, 2025 rather than March 5, 2025 and the related number of restricted stock units. The reported transaction involved the reporting person's receipt of a grant of 14,921 restricted stock units under Turning Point Brands, Inc.'s 2021 Equity Incentive Plan. The total reported in Column 5 includes 35,956 restricted stock units and 91,127 common stock. |