Luis De La Aguilera - Mar 10, 2025 Form 4 Insider Report for USCB FINANCIAL HOLDINGS, INC. (USCB)

Role
President and CEO, Director
Signature
/s/ Robert Anderson by P.O.A. for Luis de la Aguilera
Stock symbol
USCB
Transactions as of
Mar 10, 2025
Transactions value $
-$45,469
Form type
4
Date filed
3/12/2025, 02:07 PM
Previous filing
Jan 23, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction USCB Class A Voting Common Stock Tax liability -$45.5K -2.55K -1.06% $17.81 239K Mar 10, 2025 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding USCB Stock Option (Right to Buy) 40K Mar 10, 2025 Common Stock 40K $7.50 Direct F2
holding USCB Stock Option (Right to Buy) 40K Mar 10, 2025 Common Stock 40K $11.35 Direct F3
holding USCB Stock Option (Right to Buy) 160K Mar 10, 2025 Common Stock 160K $12.05 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes a grant of 25,653 shares of restricted stock which vest at a rate of one-third per year commencing on January 21, 2026, 8,090 shares of unvested restricted stock from a grant of 12,136 shares which commenced vesting at a rate of one-third per year on January 22, 2025, 7,892 shares of unvested restricted stock from a grant of 23,678 shares which commenced vesting at a rate of one-third per year on March 8, 2024, and 125,000 shares of restricted stock one-third of which vested on December 31, 2024 and the remaining two-thirds vest pro rata on December 31, 2025 and 2026.
F2 The stock options vested at the rate of 25% per year commencing on April 1, 2017.
F3 The stock options are vested at the rate of one-third per year commencing on September 23, 2020.
F4 The stock options are vesting at the rate of one-third per year commencing on September 27, 2022.