Carol Swain - Mar 13, 2025 Form 4 Insider Report for NexPoint Real Estate Finance, Inc. (NREF)

Role
Director
Signature
/s/ Matt McGraner, as attorney-in-fact for Carol Swain
Stock symbol
NREF
Transactions as of
Mar 13, 2025
Transactions value $
$0
Form type
4
Date filed
3/17/2025, 09:19 PM
Previous filing
Apr 15, 2024
Next filing
Mar 20, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NREF Common Stock Options Exercise +4.53K +105.99% 8.8K Mar 13, 2025 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NREF Restricted Stock Units Options Exercise $0 -4.53K -100% $0.00 0 Mar 13, 2025 Common Stock 4.53K Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc.
F2 On March 13, 2024, the reporting person was granted 4,530 restricted stock units. The restricted stock units vested on March 13, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.