Thomas M. Lo - Mar 17, 2025 Form 4 Insider Report for CATHAY GENERAL BANCORP (CATY)

Role
EVP, Chief Admin Officer
Signature
/s/ Georgia Lo, attorney-in-fact
Stock symbol
CATY
Transactions as of
Mar 17, 2025
Transactions value $
-$33,601
Form type
4
Date filed
3/19/2025, 09:44 PM
Previous filing
Nov 1, 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CATY Common Stock Options Exercise $0 +2.13K +63.53% $0.00 5.49K Mar 17, 2025 Direct
transaction CATY Common Stock Tax liability -$33.6K -764 -13.91% $43.98 4.73K Mar 17, 2025 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CATY Restricted Stock Units Options Exercise $0 -2.13K -100% $0.00 0 Mar 17, 2025 Common Stock 2.13K Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer.
F2 The reporting person previously reported the award of 2,134 shares of restricted stock units on Form 3 filed January 25, 2024. All of these restricted stock units vested on March 17, 2025.