May K. Chan - 17 Mar 2025 Form 4 Insider Report for CATHAY GENERAL BANCORP (CATY)

Role
SVP, General Counsel
Signature
/s/ Georgia Lo, attorney-in-fact
Issuer symbol
CATY
Transactions as of
17 Mar 2025
Net transactions value
-$19,131
Form type
4
Filing time
19 Mar 2025, 21:46:23 UTC
Previous filing
12 Feb 2025
Next filing
01 Jul 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CATY Common Stock Options Exercise $0 +1,067 +42% $0.000000 3,592 17 Mar 2025 Direct F1
transaction CATY Common Stock Tax liability $19,131 -435 -12% $43.98 3,157 17 Mar 2025 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CATY Restricted Stock Units Options Exercise $0 -1,067 -100% $0.000000 0 17 Mar 2025 Common Stock 1,067 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 19.208 shares acquired through dividend reinvestment year-to-date
F2 Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer.
F3 The reporting person previously reported the award of 1,067 shares of restricted stock units on Form 3 filed January 26, 2023. All of these restricted stock units vested on March 17, 2025.