| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | NXDT | Common Stock | Purchase | $220,545 | +58,500 | +176% | $3.77 | 91,830 | 03 Apr 2025 | Direct | F1, F2 |
| transaction | NXDT | Common Stock | Purchase | $29,410 | +8,500 | +9.3% | $3.46 | 100,330 | 04 Apr 2025 | Direct | F3 |
| transaction | NXDT | Common Stock | Options Exercise | +5,597 | +5.6% | 105,927 | 04 Apr 2025 | Direct | F4 | ||
| transaction | NXDT | Common Stock | Tax liability | -$11,619 | -3,368 | -3.2% | $3.45 | 102,559 | 04 Apr 2025 | Direct |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | NXDT | Restricted Shares Units | Award | $0 | +39,069 | $0 | 39,069 | 03 Apr 2025 | Common Shares | 39,069 | Direct | F4, F5 | ||
| transaction | NXDT | Restricted Shares Units | Options Exercise | $0 | -5,597 | -33% | $0 | 11,194 | 04 Apr 2025 | Common Shares | 5,597 | Direct | F4, F6 |
| Id | Content |
|---|---|
| F1 | The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.74 to $3.79, inclusive. The reporting person undertakes to provide to NexPoint Diversified Real Estate Trust, any security holder of NexPoint Diversified Real Estate Trust, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (3) to this Form 4. |
| F2 | Includes shares received pursuant to an elective stock dividend paid on the Company's common shares. |
| F3 | The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranges from $3.44 to $3.47, inclusive. |
| F4 | Each restricted shares unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust. |
| F5 | On April 3, 2025, the reporting person was granted 39,069 restricted shares units. The restricted shares units will vest one-fourth on April 3, 2026, one-fourth on February 15, 2027, one-fourth on February 15, 2028 and one-fourth on February 15, 2029. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash |
| F6 | On April 4, 2023, the reporting person was granted 22,388 restricted shares units. The restricted shares units vested one-fourth on April 4, 2024 and one-fourth on April 4, 2025, and will vest one-fourth on April 4, 2026 and one-fourth on April 4, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. |
Chief Financial Officer, Executive VP-Finance, Treasurer and Assistant Secretary