Luis Alvarado - Apr 7, 2025 Form 3 Insider Report for NEWMARK GROUP, INC. (NMRK)

Role: Chief Operating Officer
Signature: /s/ Luis Alvarado
Stock symbol: NMRK
Transactions as of: Apr 7, 2025
Transactions value $: $0
Form type: 3
Date filed: 4/14/2025, 04:02 PM
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	NMRK	Class A Common Stock, par value $0.01 per share						25.9K	Apr 7, 2025	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	NMRK	Newmark Holdings Exchangeable Limited Partnership Interests							Apr 7, 2025	Class A common stock, par value $0.01 per share	4.91K		Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Consists of (i) 11,464 shares of Class A Common Stock, par value $0.01 per share ("Class A Common Stock") of Newmark Group, Inc. (the "Company") held directly, (ii) 10,557 shares of Class A Common Stock received as restricted stock awards that will vest ratably on each of September 1, 2025, 2026, 2027, and 2028, provided that the reporting person is still providing substantial services for the Company or any of its affiliates through the applicable vesting date, and (iii) 3,887 restricted stock units ("RSUs") which each represent a contingent right to receive one share of Class A Common Stock. The RSUs shall vest on March 15, 2026, provided that the reporting person is still providing substantial services for the Company or any of its affiliates through the applicable vesting date.
F2	Consists of 5,292 limited partnership units in Newmark Holdings, L.P. ("Newmark Holdings") that have received exchange rights, consisting of (i) 4,912 exchangeable PSUs and (ii) 380 exchangeable Spin-Off units. The exchange rights are exerciseable at any time for 4,910 shares of Class A Common Stock, at the then-current exchange ratio (which was 0.9279 as of April 14, 2025), which is subject to adjustment.

Content

Consists of (i) 11,464 shares of Class A Common Stock, par value $0.01 per share ("Class A Common Stock") of Newmark Group, Inc. (the "Company") held directly, (ii) 10,557 shares of Class A Common Stock received as restricted stock awards that will vest ratably on each of September 1, 2025, 2026, 2027, and 2028, provided that the reporting person is still providing substantial services for the Company or any of its affiliates through the applicable vesting date, and (iii) 3,887 restricted stock units ("RSUs") which each represent a contingent right to receive one share of Class A Common Stock. The RSUs shall vest on March 15, 2026, provided that the reporting person is still providing substantial services for the Company or any of its affiliates through the applicable vesting date.

Consists of 5,292 limited partnership units in Newmark Holdings, L.P. ("Newmark Holdings") that have received exchange rights, consisting of (i) 4,912 exchangeable PSUs and (ii) 380 exchangeable Spin-Off units. The exchange rights are exerciseable at any time for 4,910 shares of Class A Common Stock, at the then-current exchange ratio (which was 0.9279 as of April 14, 2025), which is subject to adjustment.