Lynn Hopkins - Apr 22, 2025 Form 4 Insider Report for RBB Bancorp (RBB)

Role
EVP/CFO
Signature
/s/ Lynn Hopkins
Stock symbol
RBB
Transactions as of
Apr 22, 2025
Transactions value $
$19,228
Form type
4
Date filed
4/22/2025, 08:25 PM
Previous filing
Mar 24, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RBB Common Stock, No Par Value Options Exercise $29.9K +1.92K +173.33% $15.62 3.02K Apr 22, 2025 Direct
transaction RBB Common Stock, No Par Value Tax liability -$10.7K -686 -22.69% $15.62 2.34K Apr 22, 2025 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RBB Restricted Stock Units Options Exercise $0 -1.92K -20% $0.00 7.67K Apr 22, 2025 Restricted Stock Units 9.58K $0.00 Direct F1, F4
holding RBB Restricted Stock Units 3.76K Apr 22, 2025 Restricted Stock Units 3.76K $0.00 Direct F1, F2
holding RBB Performance Stock Units 8.45K Apr 22, 2025 Restricted Stock Units 8.45K $0.00 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 There will be no expiration date once restricted stock units vest.
F2 These restricted stock units vest in three equal annual installments beginning one year after the 03/20/2024 date of grant.
F3 These performance stock units ("PSUs") will vest conditionally on the achievement of certain performance goals and an employment condition. The reported PSUs will vest at the expiration of a three-year period beginning on 03/20/2024 subject to the Reporting Person's satisfaction of the employment condition.
F4 These restricted stock units vest in five equal annual installments beginning one year after the 04/22/2024 date of grant.

Remarks:

Shares issued for vesting of 4/22/2024 RSU grant and shares disposed in settlement of tax withholding obligations for such RSU vesting.