Robert Mitzman - 21 Apr 2025 Form 4 Insider Report for Esquire Financial Holdings, Inc. (ESQ)

Role
Director
Signature
/s/ Gary A. Lax, pursuant to power of attorney
Issuer symbol
ESQ
Transactions as of
21 Apr 2025
Net transactions value
+$277,888
Form type
4
Filing time
23 Apr 2025, 14:45:57 UTC
Previous filing
04 Dec 2024
Next filing
28 Jul 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ESQ Common Stock Options Exercise $277,888 +22,231 +22% $12.50 121,926 21 Apr 2025 Direct F1, F2, F3, F4, F5, F6
holding ESQ Common Stock 2,500 21 Apr 2025 By insurance trust I
holding ESQ Common Stock 2,500 21 Apr 2025 By insurance trust II

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ESQ Stock Options Options Exercise $0 -22,231 -100% $0.000000 0 21 Apr 2025 Common Stock 22,231 $12.50 Direct F7
holding ESQ Stock Options 20,000 21 Apr 2025 Common Stock 20,000 $12.50 Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2023.
F2 Includes shares of restricted stock which vest in three equal annual installments commencing on December 16, 2024.
F3 Includes shares of restricted stock which vest in three equal annual installments commencing on December 9, 2025.
F4 Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2026.
F5 Includes shares of restricted stock which vest in three equal annual installments commencing on December 3, 2027.
F6 Includes shares of restricted stock which vest in three equal annual installments commencing on December 15, 2027.
F7 Stock options are fully vested.