Robert Mitzman - Apr 21, 2025 Form 4 Insider Report for Esquire Financial Holdings, Inc. (ESQ)

Role
Director
Signature
/s/ Gary A. Lax, pursuant to power of attorney
Stock symbol
ESQ
Transactions as of
Apr 21, 2025
Transactions value $
$277,888
Form type
4
Date filed
4/23/2025, 02:45 PM
Previous filing
Dec 4, 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ESQ Common Stock Options Exercise $278K +22.2K +22.3% $12.50 122K Apr 21, 2025 Direct F1, F2, F3, F4, F5, F6
holding ESQ Common Stock 2.5K Apr 21, 2025 By insurance trust I
holding ESQ Common Stock 2.5K Apr 21, 2025 By insurance trust II

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ESQ Stock Options Options Exercise $0 -22.2K -100% $0.00 0 Apr 21, 2025 Common Stock 22.2K $12.50 Direct F7
holding ESQ Stock Options 20K Apr 21, 2025 Common Stock 20K $12.50 Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2023.
F2 Includes shares of restricted stock which vest in three equal annual installments commencing on December 16, 2024.
F3 Includes shares of restricted stock which vest in three equal annual installments commencing on December 9, 2025.
F4 Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2026.
F5 Includes shares of restricted stock which vest in three equal annual installments commencing on December 3, 2027.
F6 Includes shares of restricted stock which vest in three equal annual installments commencing on December 15, 2027.
F7 Stock options are fully vested.