Ari P. Kornhaber - Apr 28, 2025 Form 4 Insider Report for Esquire Financial Holdings, Inc. (ESQ)

Role
EVP and Head of Corp Dev
Signature
/s/ Gary Lax, pursuant to Power of Attorney
Stock symbol
ESQ
Transactions as of
Apr 28, 2025
Transactions value $
-$1,670,230
Form type
4
Date filed
4/29/2025, 04:37 PM
Previous filing
Feb 3, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ESQ Common Stock Sale -$1.54M -18.4K -14.76% $83.45 106K Apr 28, 2025 Direct F1, F3, F4, F5, F6, F7, F8
transaction ESQ Common Stock Sale -$135K -1.6K -1.5% $84.25 105K Apr 28, 2025 Direct F2, F3, F4, F5, F6, F7, F8
holding ESQ Common Stock 1.95K Apr 28, 2025 By IRA

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding ESQ Stock Options 7.5K Apr 28, 2025 Common Stock 7.5K $12.50 Direct F9
holding ESQ Stock Options 11.1K Apr 28, 2025 Common Stock 11.1K $12.50 Direct F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.99 to $83.98, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.02 to $84.27, inclusive.
F3 Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2023.
F4 Includes shares of restricted stock which vest in three equal annual installments commencing on December 16, 2024.
F5 Includes shares of restricted stock which vest in three equal annual installments commencing on December 9, 2025.
F6 Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2026.
F7 Includes shares of restricted stock which vest in three equal annual installments commencing on December 15, 2027.
F8 Includes shares of restricted stock which vest in three equal annual installments commencing on January 30, 2028.
F9 Stock options are fully vested.