Peter Mullin - May 12, 2025 Form 4 Insider Report for UNIVERSAL BIOSENSORS INC (UBI)

Signature
/s/ Peter Mullin
Stock symbol
UBI
Transactions as of
May 12, 2025
Transactions value $
$0
Form type
4
Date filed
5/12/2025, 06:54 AM
Previous filing
Feb 11, 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Mullin Peter George CEO & Managing Director, Director 1 CORPORATE AVENUE, ROWVILLE, AUSTRALIA /s/ Peter Mullin 2025-05-12 0002055910

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding UBI Common Stock 444K May 12, 2025 Direct
holding UBI Common Stock 577K May 12, 2025 Mullin Family Trust F1
holding UBI Common Stock 1.52M May 12, 2025 Mullin Family Superannuation Fund F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UBI Stock Option (Right to Buy) Award $0 +5M $0.00 5M May 12, 2025 Common Stock 5M $0.10 Direct F3, F6
transaction UBI Stock Option (Right to Buy) Award $0 +5M $0.00 5M May 12, 2025 Common Stock 5M $0.16 Direct F4, F6
transaction UBI Stock Option (Right to Buy) Award $0 +5M $0.00 5M May 12, 2025 Common Stock 5M $0.30 Direct F5, F6
holding UBI Stock Option (Right to Buy) 99.4K May 12, 2025 Common Stock 99.4K $0.20 Direct F6
holding UBI Stock Option (Right to Buy) 100K May 12, 2025 Common Stock 100K $0.20 Mullin Family Trust F1, F6
holding UBI Stock Option (Right to Buy) 275K May 12, 2025 Common Stock 275K $0.20 Mullin Family Superannuation Fund F2, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents securities held by the Mullin Family Trust. The Reporting Person is the trustee of the Mullin Family Trust, and members of the Reporting Person's immediate family are the sole beneficiaries. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
F2 Represents securities held by the Mullin Family Superannuation Fund for the benefit of the Reporting Person. The Reporting Person is the co-trustee of the Mullin Family Superannuation Fund, and members of the Reporting Person's immediate family are the sole beneficiaries. The Reporting Person disclaims beneficial ownership of these securities, except the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
F3 These options vest on May 12, 2026 and expires on May 12, 2028.
F4 These options vest on May 12, 2027 and expires on May 12, 2029.
F5 These options vest on May 12, 2028 and expires on May 12, 2030.
F6 Stated in Australian dollars