Jeffrey Yeh - 08 May 2025 Form 4 Insider Report for RBB Bancorp (RBB)

Role
EVP
Signature
/s/ Jeffrey Yeh
Issuer symbol
RBB
Transactions as of
08 May 2025
Transactions value $
$0
Form type
4
Filing time
12 May 2025, 20:18:47 UTC
Previous filing
24 Mar 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Yeh Jeffrey EVP 1055 WILSHIRE BLVD, SUITE 1200, LOS ANGELES /s/ Jeffrey Yeh 12 May 2025 0001711532
This filing has been restated, see here for the amended filing

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding RBB Common Stock, No Par Value 56.8K 08 May 2025 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding RBB Restricted Stock Units 842 08 May 2025 Restricted Stock Units 842 $0.00 Direct F1, F2
holding RBB Restricted Stock Units 1.84K 08 May 2025 Restricted Stock Units 1.84K $0.00 Direct F1, F3
holding RBB Restricted Stock Units 2.14K 08 May 2025 Restricted Stock Units 2.14K $0.00 Direct F1, F4
holding RBB Performance Stock Units 5.97K 08 May 2025 Performance Stock Units 5.97K $0.00 Direct F1, F5
holding RBB Restricted Stock Units 4.71K 08 May 2025 Restricted Stock Units 4.71K $0.00 Direct F1, F6
holding RBB Performance Stock Units 7.06K 08 May 2025 Restricted Stock Units 7.06K $0.00 Direct F1, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 There will be no expiration date once restricted stock units vest.
F2 These restricted stock units vest in three equal annual installments beginning one year after the 01/18/2023 date of grant.
F3 These restricted stock units vest in three equal annual installments beginning one year after the 02/21/2024 date of grant.
F4 These restricted stock units vest in three equal annual installments beginning one year after the 03/20/2024 date of grant.
F5 These performance stock units ("PSUs") will vest conditionally on the achievement of certain performance goals and an employment condition. The reported PSUs will vest at the expiration of a three-year period beginning on 03/20/2024 subject to the Reporting Person's satisfaction of the employment condition.
F6 These restricted stock units vest in three equal annual installments beginning one year after the 05/08/2025 date of grant.
F7 Performance Stock Units ("PSUs") to vest conditionally on the achievement of certain performance goals and an employment condition. The PSUs are awarded at a target level and have the opportunity to vest at 150% of such target level; The reported PSUs represent the maximum award that may be achieved and ultimately vest. The reported PSUs will vest at the expiration of a three-year period beginning on 05/08/2025 subject to the Reporting Person's satisfaction of the employment condition.

Remarks:

Restricted Stock Units (RSUs) and a maximum amount Performance Stock Units (PSUs) were granted on May 08,2025.