Charles Hangen - Jul 15, 2025 Form 4 Insider Report for ESSA Bancorp, Inc. (ESSA)

Role
EVP and Chief Risk Officer
Signature
/s/ Marc Levy, pursuant to power of attorney
Stock symbol
ESSA
Transactions as of
Jul 15, 2025
Transactions value $
-$42,530
Form type
4
Date filed
7/24/2025, 09:40 AM
Previous filing
Oct 2, 2024
Next filing
Nov 10, 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Hangen Charles EVP and Chief Risk Officer 200 PALMER STREET, STROUDSBURG /s/ Marc Levy, pursuant to power of attorney 2025-07-24 0001614787

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ESSA Common Stock Tax liability -$42.5K -2.09K -7.69% $20.32 25.1K Jul 15, 2025 Direct F1
transaction ESSA Common Stock Disposed to Issuer -25.1K -100% 0 Jul 23, 2025 Direct F2
transaction ESSA Common Stock Disposed to Issuer -9.86K -100% 0 Jul 23, 2025 By IRA F2
transaction ESSA Common Stock Disposed to Issuer -5.09K -100% 0 Jul 23, 2025 By Spouse's IRA F2
transaction ESSA Common Stock Disposed to Issuer -9.79K -100% 0 Jul 23, 2025 By ESOP F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Charles Hangen is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Pursuant to the Agreement and Plan of Merger, dated as of January 9, 2025 (the "Merger Agreement"), between the Issuer and CNB Financial Corporation, each restricted stock award outstanding immediately prior to the effective time of the merger fully vested, and such awards will be exchanged for the merger consideration at the effective time of the merger (as defined in the Merger Agreement).
F2 Pursuant to the Agreement and Plan of Merger, dated as of January 9, 2025, between the Issuer and CNB Financial Corporation, each issued and outstanding share of Issuer common stock was converted into the right to receive 0.8547 shares of CNB Financial Corporation common stock (subject to the payment of cash in lieu of fractional shares).