Peter A. Gray - 15 Jul 2025 Form 4 Insider Report for ESSA Bancorp, Inc. (ESSA)

Role
SEVP and COO
Signature
/s/ Marc Levy, pursuant to power of attorney
Issuer symbol
ESSA
Transactions as of
15 Jul 2025
Net transactions value
-$41,880
Form type
4
Filing time
24 Jul 2025, 09:44:25 UTC
Previous filing
02 Oct 2024
Next filing
05 Feb 2026
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Gray Peter A SEVP and COO 200 PALMER STREET, STROUDSBURG /s/ Marc Levy, pursuant to power of attorney 24 Jul 2025 0001705242

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ESSA Common Stock Tax liability $41,880 -2,061 -6.1% $20.32 31,629 15 Jul 2025 Direct F1, F2
transaction ESSA Common Stock Disposed to Issuer -31,629 -100% 0 23 Jul 2025 Direct F3
transaction ESSA Common Stock Disposed to Issuer -2,030 -100% 0 23 Jul 2025 By IRA F1, F3
transaction ESSA Common Stock Disposed to Issuer -3,560 -100% 0 23 Jul 2025 By 401(k) F1, F3
transaction ESSA Common Stock Disposed to Issuer -5,037 -100% 0 23 Jul 2025 By ESOP F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Peter A. Gray is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
F2 Pursuant to the Agreement and Plan of Merger, dated as of January 9, 2025 (the "Merger Agreement"), between the Issuer and CNB Financial Corporation, each restricted stock award outstanding immediately prior to the effective time of the merger fully vested, and such awards will be exchanged for the merger consideration at the effective time of the merger (as defined in the Merger Agreement).
F3 Pursuant to the Agreement and Plan of Merger, dated as of January 9, 2025, between the Issuer and CNB Financial Corporation, each issued and outstanding share of Issuer common stock was converted into the right to receive 0.8547 shares of CNB Financial Corporation common stock (subject to the payment of cash in lieu of fractional shares).