| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| JORDEN DAVID EMERSON | CEO/CFO, Director | C/O NUO THERAPEUTICS, INC., 8285 EL RIO, SUITE190, HOUSTON | /s/ David Jorden | 04 Aug 2025 | 0001313516 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AURX | Common Stock | Options Exercise | $40K | +100K | +5.06% | $0.40 | 2.08M | 01 Aug 2025 | Direct | |
| transaction | AURX | Common Stock | Options Exercise | $37.1K | +92.7K | +4.47% | $0.40 | 2.17M | 01 Aug 2025 | Direct | |
| transaction | AURX | Common Stock | Tax liability | -$37.1K | -21.3K | -0.98% | $1.74 | 2.15M | 01 Aug 2025 | Direct | F1 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AURX | Option to purchase common stock | Options Exercise | $0 | -193K | -100% | $0.00 | 0 | 09 Aug 2018 | Common Stock | 193K | $0.40 | Direct |
| Id | Content |
|---|---|
| F1 | Represents a net exercise of outstanding stock options. The reporting person received 71,397 shares of common stock on the net exercise of option to purchase 92,710 shares of common stock. The issuer withheld 21,313 shares of common stock underlying the option for payment of the exercise price using the closing price of $1.74. |