DAVID JORDEN - 01 Aug 2025 Form 4 Insider Report for Nuo Therapeutics, Inc. (AURX)

Signature
/s/ David Jorden
Issuer symbol
AURX
Transactions as of
01 Aug 2025
Transactions value $
$39,999
Form type
4
Filing time
04 Aug 2025, 09:09:44 UTC
Previous filing
14 Nov 2022
Next filing
03 Dec 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
JORDEN DAVID EMERSON CEO/CFO, Director C/O NUO THERAPEUTICS, INC., 8285 EL RIO, SUITE190, HOUSTON /s/ David Jorden 04 Aug 2025 0001313516

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AURX Common Stock Options Exercise $40K +100K +5.06% $0.40 2.08M 01 Aug 2025 Direct
transaction AURX Common Stock Options Exercise $37.1K +92.7K +4.47% $0.40 2.17M 01 Aug 2025 Direct
transaction AURX Common Stock Tax liability -$37.1K -21.3K -0.98% $1.74 2.15M 01 Aug 2025 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AURX Option to purchase common stock Options Exercise $0 -193K -100% $0.00 0 09 Aug 2018 Common Stock 193K $0.40 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a net exercise of outstanding stock options. The reporting person received 71,397 shares of common stock on the net exercise of option to purchase 92,710 shares of common stock. The issuer withheld 21,313 shares of common stock underlying the option for payment of the exercise price using the closing price of $1.74.