| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| WINZER C ERIC | Director | C/O NUO THERAPEUTICS, INC., 8285 EL RIO, SUITE190, HOUSTON | /s/ David Jorden, attorney-in-fact | 2025-08-04 | 0001205362 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AURX | Common Stock | Options Exercise | $48.1K | +120K | +481.25% | $0.40 | 145K | Aug 1, 2025 | Direct | |
| transaction | AURX | Common Stock | Tax liability | -$48.1K | -27.7K | -19.03% | $1.74 | 118K | Aug 1, 2025 | Direct | F1 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AURX | Option to purchase common stock | Options Exercise | $0 | -120K | -100% | $0.00 | 0 | Aug 9, 2018 | Common Stock | 120K | $0.40 | Direct |
| Id | Content |
|---|---|
| F1 | Represents a net exercise of outstanding stock options. The reporting person received 92,654 shares of common stock on the net exercise of option to purchase 120,313 shares of common stock. The issuer withheld 27,659 shares of common stock underlying the option for payment of the exercise price using the closing price of $1.74. |