John H. Batten - Aug 6, 2025 Form 4 Insider Report for TWIN DISC INC (TWIN)

Role
President and CEO, Director, 10%+ Owner
Signature
/s/ John H. Batten
Stock symbol
TWIN
Transactions as of
Aug 6, 2025
Transactions value $
$574,733
Form type
4
Date filed
8/8/2025, 08:00 PM
Previous filing
Aug 8, 2025
Next filing
Sep 10, 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
BATTEN JOHN H President and CEO, Director, 10%+ Owner TWIN DISC, INC., 222 EAST ERIE ST., SUITE 400, MILWAUKEE /s/ John H. Batten 2025-08-08 0001226982

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TWIN COMMON STOCK Award $1.08M +120K +26.46% $9.02 575K Aug 6, 2025 Direct F1
transaction TWIN COMMON STOCK Tax liability -$510K -56.5K -9.84% $9.02 518K Aug 6, 2025 Direct F2
transaction TWIN COMMON STOCK Award $0 +44.3K +8.55% $0.00 563K Aug 6, 2025 Direct F3
holding TWIN COMMON STOCK 2.46K Aug 6, 2025 401(k)
holding TWIN COMMON STOCK 195K Aug 6, 2025 As Trustee F4
holding TWIN COMMON STOCK 221K Aug 6, 2025 As Trustee F5
holding TWIN COMMON STOCK 115K Aug 6, 2025 As Trustee F6
holding TWIN COMMON STOCK 115K Aug 6, 2025 As Trustee F7
holding TWIN COMMON STOCK 107K Aug 6, 2025 As Trustee F8

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TWIN Restricted Stock Units Options Exercise $0 +72.4K $0.00 30.5K Aug 6, 2025 Common Stock 120K Direct F9, F10
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Vesting of Restricted Stock Units with performance conditions for no cash consideration pursuant to the Twin Disc, Incorporated 2021 Long-Term Incentive Compensation Plan.
F2 Represents shares of common stock withheld by the issuer to satisfy tax obligations in connection with the vesting of Restricted Stock Units with performance conditions granted to the Reporting Person pursuant to Rule 16b-3(d).
F3 Award of Restricted Stock for no cash consideration pursuant to the Twin Disc, Incorporated 2021 Omnibus Incentive Plan. Grant will vest 100% on 8/6/2028.
F4 As trustee of Michael E. Batten Marital Trust.
F5 As trustee of Michael E. Batten Family Trust.
F6 As trustee of Elizabeth Batten Stribney Trust.
F7 As trustee of Timothy Michael Batten Trust.
F8 As trustee of Louise Vemet Batten Grantor Trust.
F9 Restricted Stock Units convert into common stock based on achievement of performance objectives.
F10 On August 3, 2022, reporting person was granted 72,376 Restricted Stock Units with performance conditions, which vested at 166% of target based on the three-year period ending June 30, 2025.