M. Farooq Kathwari - 29 Aug 2025 Form 4 Insider Report for ETHAN ALLEN INTERIORS INC (ETD)

Role
Chairman, President & CEO, Director, 10%+ Owner
Signature
/s/ Matthew J. McNulty as attorney-in-fact for M. Farooq Kathwari
Issuer symbol
ETD
Transactions as of
29 Aug 2025
Transactions value $
$43,026
Form type
4
Filing time
29 Aug 2025, 16:23:24
Previous filing
12 Aug 2025
Next filing
15 Sep 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
KATHWARI M FAROOQ Chairman, President & CEO, Director, 10%+ Owner 25 LAKE AVENUE EXT., DANBURY /s/ Matthew J. McNulty as attorney-in-fact for M. Farooq Kathwari 29 Aug 2025 0001217614

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ETD Common Stock Options Exercise $1.34M +45.6K +2.83% $29.51 1.66M 29 Aug 2025 Direct F1
transaction ETD Common Stock Tax liability -$1.3M -44.1K -2.66% $29.51 1.61M 29 Aug 2025 Direct F2
holding ETD Common Stock 15.4K 29 Aug 2025 Shares held by spouse
holding ETD Common Stock 8.57K 29 Aug 2025 Shares held in 401(k) plan
holding ETD Common Stock 91.6K 29 Aug 2025 Grandchildren's trust accounts
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the number of performance-based stock units, previously granted on August 9, 2022, that were earned and subsequently vested and issued on August 29, 2025.
F2 Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on August 29, 2025.