W. KIRK WYCOFF - 16 Sep 2025 Form 4 Insider Report for USCB FINANCIAL HOLDINGS, INC. (USCB)

Role
Director, 10%+ Owner
Signature
/s/ Patriot Financial Partners II, L.P. By: W. Kirk Wycoff, a member of Patriot Financial Partners GP II, LLC, the general partner of Patriot Financial Partners GP II, L.P., the general partner of Patriot Financial Partners II, L.P.
Issuer symbol
USCB
Transactions as of
16 Sep 2025
Net transactions value
-$21,487,500
Form type
4
Filing time
17 Sep 2025, 09:35:09 UTC
Previous filing
04 Sep 2025
Next filing
26 Nov 2025
SEC
View on sec.gov

Reporting Owners (8)

Name Relationship Address Signature Signature date CIK
WYCOFF W KIRK Director, 10%+ Owner FOUR RADNOR CORPORATE CENTER, 100 MATSONFORD ROAD, SUITE 210, RADNOR /s/ Patriot Financial Partners II, L.P. By: W. Kirk Wycoff, a member of Patriot Financial Partners GP II, LLC, the general partner of Patriot Financial Partners GP II, L.P., the general partner of Patriot Financial Partners II, L.P. 17 Sep 2025 0000949197
Patriot Financial Partners GP II, L.P. 10%+ Owner FOUR RADNOR CORPORATE CENTER, 100 MATSONFORD ROAD, SUITE 210, RADNOR /s/ Patriot Financial Partners GP II, L.P. By: W. Kirk Wycoff, a member of Patriot Financial Partners GP II, LLC, the general partner of Patriot Financial Partners GP II, L.P., the general partner of Patriot Financial Partners II, L.P. 17 Sep 2025 0002061817
Patriot Financial Partners II, L.P. 10%+ Owner FOUR RADNOR CORPORATE CENTER, 100 MATSONFORD ROAD, SUITE 210, RADNOR /s/ Patriot Financial Partners Parallel II, L.P. By: W. Kirk Wycoff, a member of Patriot Financial Partners GP II, LLC, the general partner of Patriot Financial Partners GP II, L.P., the general partner of Patriot Financial Partners Parallel II, L.P. 17 Sep 2025 0001583223
Patriot Financial Partners Parallel II, L.P. 10%+ Owner FOUR RADNOR CORPORATE CENTER, 100 MATSONFORD ROAD, SUITE 210, RADNOR /s/ Patriot Financial Partners GP II, LLC By: W. Kirk Wycoff, a member 17 Sep 2025 0001586224
Patriot Financial Partners GP II, LLC 10%+ Owner FOUR RADNOR CORPORATE CENTER, 100 MATSONFORD ROAD, SUITE 210, RADNOR /s/ W. Kirk Wycoff 17 Sep 2025 0002061814
Deutsch James F. 10%+ Owner FOUR RADNOR CORPORATE CENTER, 100 MATSONFORD ROAD, SUITE 210, RADNOR /s/ James F. Deutsch 17 Sep 2025 0001561111
LUBERT IRA M 10%+ Owner FMC TOWER AT CIRA CENTRE SOUTH, 2929 WALNUT STREET, SUITE 1550, PHILADELPHIA /s/ Ira M. Lubert 17 Sep 2025 0001203115
LYNCH JAMES J 10%+ Owner FOUR RADNOR CORPORATE CENTER, 100 MATSONFORD ROAD, SUITE 210, RADNOR /s/ James J. Lynch 17 Sep 2025 0001222379

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction USCB Class A Voting Common Stock Disposed to Issuer $21,487,500 -1,250,000 -38% $17.19 2,035,909 16 Sep 2025 Direct F1, F2, F3, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding USCB Option to Purchase Class A Voting Common Stock 7,500 16 Sep 2025 Class A Common Stock 7,500 $7.50 Direct F5
holding USCB Option to Purchase Class A Voting Common Stock 4,000 16 Sep 2025 Class A Common Stock 4,000 $11.35 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This Form 4 is filed jointly by Patriot Financial Partners GP II, LLC ("Patriot LLC"), Patriot Financial Partners GP II, LP. ("Patriot GP"), Patriot Financial Partners II, LP. ("Patriot Fund II"), Patriot Financial Partners Parallel II, LP. ("Patriot Parallel Fund II," together with Patriot Fund II, the "Funds"), W. Kirk Wycoff, James J. Lynch, Ira M. Lubert and James F. Deutsch. Patriot GP is a general partner of each of the Funds and Patriot LLC is a general partner of Patriot GP. In addition, each of W. Kirk Wycoff, Ira M. Lubert and James J. Lynch serve as general partners of the Funds and is a member of Patriot LLC. James F. Deutsch is a member of the Patriot Funds Investment Committee.
F2 The securities owned by the Funds may be regarded as being beneficially owned by Patriot GP, Patriot LLC, W. Kirk Wycoff, James J. Lynch, Ira M. Lubert and James F. Deutsch. On September 15, 2025, Patriot Fund II agreed to sell 1,119,391 shares of common stock and Patriot Parallel Fund II agreed to sell 130,609 shares of common stock.
F3 After the sale, Patriot Fund II holds 1,823,182 shares of common stock and Patriot Parallel Fund II holds 212,727 shares of common stock.
F4 This filing shall not be deemed an admission that the Reporting Persons are subject to Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or, for purposes of Section 16 of the Exchange Act or otherwise (other than to the extent a Reporting Person directly holds the securities reported herein), and Messrs. Wycoff, Lynch, Lubert and Deutsch each disclaim beneficial ownership of the securities owned by the Funds, except to the extent of their respective pecuniary interest therein.
F5 The options were previously granted to Mr. Wycoff as a director of the Company. Each option to purchase Class A Voting Common Stock remains exercisable until the earlier of (a) ten (10) years after its date of grant or (b) the (3) months after the date Mr. Wycoff ceases to serve as a non-employee of the Issuer.