Daniel B. Steadman - Sep 18, 2025 Form 4 Insider Report for HENNESSY ADVISORS INC (HNNA)

Role
Executive VP, Advisory Committee Member
Signature
/s/ Teresa M. Nilsen, Attorney-in-Fact for Daniel B. Steadman
Stock symbol
HNNA
Transactions as of
Sep 18, 2025
Transactions value $
-$33,329
Form type
4
Date filed
9/19/2025, 04:29 PM
Previous filing
Sep 3, 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
STEADMAN DANIEL B Executive VP, Advisory Committee Member 7250 REDWOOD BLVD, SUITE 200, NOVATO /s/ Teresa M. Nilsen, Attorney-in-Fact for Daniel B. Steadman 2025-09-19 0001165096

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HNNA Common Stock Award $0 +9.4K +29.91% $0.00 40.8K Sep 18, 2025 Direct F1
transaction HNNA Common Stock Tax liability -$33.3K -3.01K -7.37% $11.08 37.8K Sep 18, 2025 Direct
holding HNNA Common Stock 1.75K Sep 18, 2025 FBO Child
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 9,400 shares of underlying stock units that will vest 25% per year beginning on September 18, 2026.