Neil J. Hennessy - 18 Sep 2025 Form 4 Insider Report for HENNESSY ADVISORS INC (HNNA)

Role
CEO, Director, 10%+ Owner
Signature
/s/ Teresa Nilsen, Attorney-in-Fact for Neil J. Hennessy
Issuer symbol
HNNA
Transactions as of
18 Sep 2025
Transactions value $
-$99,720
Form type
4
Filing time
19 Sep 2025, 16:35:24 UTC
Previous filing
30 Dec 2024
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
HENNESSY NEIL J CEO, Director, 10%+ Owner 7250 REDWOOD BLVD, SUITE 200, NOVATO /s/ Teresa Nilsen, Attorney-in-Fact for Neil J. Hennessy 19 Sep 2025 0001165099

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HNNA Common Stock Award $0 +19.7K +0.96% $0.00 2.07M 18 Sep 2025 By Trust F1
transaction HNNA Common Stock Tax liability -$99.7K -9K -0.43% $11.08 2.06M 18 Sep 2025 By Trust
holding HNNA Common Stock 5.06K 18 Sep 2025 Direct
holding HNNA Common Stock 25.1K 18 Sep 2025 By Spouse's IRA
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 19,700 shares of underlying stock units that will vest 25% per year beginning on September 18, 2026.