Brian Michael Brown - Sep 19, 2025 Form 4 Insider Report for AvePoint, Inc. (AVPT)

Signature
/s/ Brian Michael Brown
Stock symbol
AVPT
Transactions as of
Sep 19, 2025
Transactions value $
$448,259
Form type
4
Date filed
9/23/2025, 05:02 PM
Previous filing
Sep 22, 2025
Next filing
Sep 25, 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Brown Brian Michael Chief Legal Officer, Director C/O AVEPOINT, INC., 901 E BYRD ST, SUITE 900, RICHMOND /s/ Brian Michael Brown 2025-09-23 0001865783

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AVPT Common Stock Tax liability -$24.2K -1.55K -0.24% $15.67 639K Sep 19, 2025 Direct F1, F2
transaction AVPT Common Stock Options Exercise $473K +30K +4.7% $15.75 669K Sep 22, 2025 Direct F1, F3, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AVPT Stock Option (Right to Buy) Options Exercise $0 -30K -1.3% $0.00 2.29M Sep 22, 2025 Common Stock 30K $1.34 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
F2 Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.
F3 This security represents options to purchase the Issuer's common stock granted to the Reporting Person under the Issuer's 2016 Equity Incentive Plan that have been exercised.
F4 Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024 and March 18, 2025.