OSCAR GOMEZ - 28 Oct 2025 Form 4 Insider Report for USCB FINANCIAL HOLDINGS, INC. (USCB)

Role
Executive VP, Global Banking
Signature
/s/ Robert Anderson by P.O.A. for Oscar Gomez
Issuer symbol
USCB
Transactions as of
28 Oct 2025
Net transactions value
-$21,437
Form type
4
Filing time
30 Oct 2025, 12:23:58 UTC
Previous filing
12 Mar 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
GOMEZ OSCAR Executive VP, Global Banking C/O USCB FINANCIAL HOLDINGS, INC., 2301 N.W. 87TH AVENUE, DORAL /s/ Robert Anderson by P.O.A. for Oscar Gomez 30 Oct 2025 0001916971

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction USCB Class A Voting Common Stock Tax liability $21,437 -1,218 -4.1% $17.60 28,357 28 Oct 2025 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding USCB Options to Purchase Class A Voting Stock 20,000 28 Oct 2025 Class A Voting Common Stock 20,000 $12.05 Direct F2
holding USCB Options to Purchase Class A Voting Stock 8,000 28 Oct 2025 Class A Voting Common Stock 8,000 $7.50 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 1,914 shares of restricted stock of which 957 shares vest on each of January 22, 2026 and January 22, 2027, 1,813 shares of restricted stock of a grant of 5,439 shares which commenced vesting at a rate of one-third per year on March 8, 2024, 10,000 shares of restricted stock of a grant of 15,000 shares which commenced vesting at a rate of one-third per year on October 28, 2025, and 6,118 shares of restricted stock which vest at a rate of one-third per year commencing on January 21, 2026.
F2 The options vested at a rate of one-third per year commencing on September 27, 2022.
F3 The options vested at a rate of one-third per year commencing on July 1, 2018.