MORRIS S. YOUNG - 14 Nov 2025 Form 4 Insider Report for AXT INC (AXTI)

Role
CEO
Signature
/s/ Jeff Sensiba, Attorney-in-Fact
Issuer symbol
AXTI
Transactions as of
14 Nov 2025
Transactions value $
$364,700
Form type
4
Filing time
17 Nov 2025, 18:53:09 UTC
Previous filing
04 Nov 2025
Next filing
18 Nov 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
YOUNG MORRIS S CEO 4281 TECHNOLOGY DR., FREMONT /s/ Jeff Sensiba, Attorney-in-Fact 17 Nov 2025 0001078582

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AXTI Common Stock Options Exercise $365K +70K +2.87% $5.21 2.51M 14 Nov 2025 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AXTI Stock Option (Right to Buy) Options Exercise $0 -70K -10.12% $0.00 622K 14 Nov 2025 Common Stock 70K $5.21 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Exercise of restricted stock awards which were originally granted on 10/28/2016 and became first exercisable on 10/28/2017.
F2 Exercise of restricted stock awards which were originally granted on 10/28/2016 and became first exercisable on 10/28/2017.