David Loop - 09 Oct 2025 Form 4 Insider Report for Planet 13 Holdings Inc. (PLNH)

Role
Director
Signature
/s/ David Loop
Issuer symbol
PLNH
Transactions as of
09 Oct 2025
Net transactions value
$0
Form type
4
Filing time
15 Dec 2025, 18:00:25 UTC
Previous filing
02 Apr 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Loop David W Director 2548 WEST DESERT INN ROAD, SUITE 100, LAS VEGAS /s/ David Loop 15 Dec 2025 0002027079

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PLNH Common Stock Will/Inheritance $0 +805,643 $0.000000 805,643 09 Oct 2025 By Loop's Nursery & Greenhouses Inc. F1
holding PLNH Common Stock 989,654 09 Oct 2025 By Spouse Doris Wilson Loop
holding PLNH Common Stock 12,534,708 09 Oct 2025 By Doris Wilson Loop Irrevocable Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding PLNH Restricted Stock Unit 677,966 09 Oct 2025 Common Stock 677,966 Direct F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Mr. Loop is the President/CEO of Loop's Nursery and Greenhouses Inc. ("Nursery"). Mr. Loop, through the David Loop Irrevocable Trust, has a 100% ownership interest in Nursery.
F2 Consists of Restricted Stock Units ("RSU"). Each RSU represents the right to receive one share of common stock.
F3 Subject to continued service through each vesting date, the RSUs vest 1/3 on May 16, 2026, 1/3 on May 16, 2027, and 1/3 on May 16, 2028, with each tranche expiring on May 15, 2027, May 15, 2028, and May 15, 2029, respectively.
F4 The exercise price will be determined on the day prior to each vesting date.