Kevin J. Zaba - 14 May 2021 Form 4 Insider Report for Rexnord Corp (ZWS)

Role
Group Ex., President-PMC
Signature
/s/ Jeffrey J. LaValle under Power of Attorney for Kevin J. Zaba
Issuer symbol
ZWS
Transactions as of
14 May 2021
Transactions value $
-$3,561,955
Form type
4
Filing time
18 May 2021, 16:41:26 UTC
Previous filing
14 May 2021
Next filing
27 May 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ZWS Common Stock Options Exercise $1.22M +61.9K +103.54% $19.70 122K 14 May 2021 Direct
transaction ZWS Common Stock Options Exercise $1.14M +49.4K +40.58% $23.13 171K 14 May 2021 Direct
transaction ZWS Common Stock Options Exercise $386K +13.4K +7.81% $28.91 184K 14 May 2021 Direct
transaction ZWS Common Stock Sale -$6.31M -125K -67.58% $50.62 59.8K 14 May 2021 Direct F1
holding ZWS Common Stock 571 14 May 2021 By 401(k) Plan F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ZWS Stock Option (right to buy) Options Exercise $0 -61.9K -100% $0.00* 0 14 May 2021 Common Stock 61.9K $19.70 Direct F3
transaction ZWS Stock Option (right to buy) Options Exercise $0 -49.4K -100% $0.00* 0 14 May 2021 Common Stock 49.4K $23.13 Direct F3
transaction ZWS Stock Option (right to buy) Options Exercise $0 -13.4K -66.67% $0.00 6.68K 14 May 2021 Common Stock 13.4K $28.91 Direct F4
holding ZWS Stock Option (right to buy) 43.9K 14 May 2021 Common Stock 43.9K $45.10 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $50.50 to $50.82. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
F2 Based on information from the trustee of the 401(k) Plan.
F3 Option fully vested.
F4 The original option vests in three annual installments beginning on the date listed above.
F5 The original option vests on the date listed above.