David M. Rothenstein - 20 Mar 2024 Form 4 Insider Report for CIENA CORP (CIEN)

Role
SVP and Chief Strategy Officer
Signature
By: Michelle Rankin For: David Rothenstein
Issuer symbol
CIEN
Transactions as of
20 Mar 2024
Net transactions value
-$89,894
Form type
4
Filing time
22 Mar 2024, 07:46:53 UTC
Previous filing
19 Mar 2024
Next filing
17 Apr 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CIEN Common Stock Tax liability $17,276 -344 -0.15% $50.22 229,657 20 Mar 2024 Direct F1, F2
transaction CIEN Common Stock Tax liability $14,966 -298 -0.13% $50.22 229,359 20 Mar 2024 Direct F2, F3
transaction CIEN Common Stock Tax liability $23,101 -460 -0.2% $50.22 228,899 20 Mar 2024 Direct F2, F4
transaction CIEN Common Stock Tax liability $6,930 -138 -0.06% $50.22 228,761 20 Mar 2024 Direct F2, F4
transaction CIEN Common Stock Tax liability $27,621 -550 -0.24% $50.22 228,211 20 Mar 2024 Direct F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/18/2020.
F2 Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
F3 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/16/2021.
F4 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022.
F5 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/14/2023.