| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| HAGAR G GREGORY | Officer-Investment Sub-Advisor | C/O CHARTWELL INVESTMENT PARTNERS, LLC, 1205 WESTLAKE DR., SUITE 100, BERWYN | /s/ G. Gregory Hagar, by James M. Dykas, attorney-in-fact, pursuant to a Power of Attorney | 2025-09-09 | 0001414285 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | FFA | Common Shares | 0 | Dec 31, 2024 | Direct |
G. Gregory Hagar is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.
Effective September 2, 2025, the Reporting Person is no longer a Section 16 officer for the Fund.