BROBST DUANE J - 31 Dec 2021 Form 5 Insider Report for UNIVEST FINANCIAL Corp (UVSP)

Role: Sr EVP & Chief Credit Officer
Signature: Megan D. Santana
Issuer symbol: UVSP
Transactions as of: 31 Dec 2021
Transactions value $: $0
Form type: 5
Filing time: 28 Jan 2022, 09:05:19 UTC
Previous filing: 08 Sep 2021
Next filing: 15 Mar 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	UVSP	Common						40,346	31 Dec 2021	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	UVSP	Stock Options (Right to Buy)						667	31 Dec 2021	Common	667	$16.88	Direct	F2
holding	UVSP	Stock Options (Right to Buy)						1,333	31 Dec 2021	Common	1,333	$18.78	Direct	F2
holding	UVSP	Stock Options (Right to Buy)						4,161	31 Dec 2021	Common	4,161	$19.68	Direct	F2
holding	UVSP	Stock Options (Right to Buy)						4,500	31 Dec 2021	Common	4,500	$18.52	Direct	F2
holding	UVSP	Stock Options (Right to Buy)						3,844	31 Dec 2021	Common	3,844	$28.15	Direct	F2
holding	UVSP	Stock Options (Right to Buy)						4,096	31 Dec 2021	Common	4,096	$28.50	Direct	F2
holding	UVSP	Restricted Stock Units						350	31 Dec 2021	Common	350		Direct	F3, F4
holding	UVSP	Restricted Stock Units						1,032	31 Dec 2021	Common	1,032		Direct	F3, F4
holding	UVSP	Restricted Stock Units						987	31 Dec 2021	Common	987		Direct	F3, F4
holding	UVSP	Performance Restricted Stock Units						2,450	31 Dec 2021	Common	2,450		Direct	F3, F5
holding	UVSP	Performance Restricted Stock Units						3,611	31 Dec 2021	Common	3,611		Direct	F3, F5
holding	UVSP	Performance Restricted Stock Units						2,296	31 Dec 2021	Common	2,296		Direct	F3, F5

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	INCLUDES 9,357.7622 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN.
F2	AT THE GRANT DATE, STOCK OPTIONS ARE EXERCISABLE AT 33.3% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED.
F3	EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF COMMON STOCK UPON VESTING OF THE UNIT.
F4	RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE.
F5	THE PERFORMANCE-BASED RESTRICTED STOCK UNITS VEST ON THE THIRD ANNIVERSARY OF THE DATE OF THE GRANT AT WHICH POINT THE ACTUAL NUMBER OF SHARES TO BE AWARDED WILL BE DETERMINED BASED ON THE PERFORMANCE OF THE COMPANY DURING THE THREE YEAR PERIOD. THE RECIPIENT MAY RECEIVE UP TO 150% OF THE REPORTED RESTRICTED STOCK UNITS.