Raymond F. O'Conor - Jan 2, 2025 Form 4 Insider Report for ARROW FINANCIAL CORP (AROW)

Role
Director
Signature
Penko Ivanov, Attorney in Fact
Stock symbol
AROW
Transactions as of
Jan 2, 2025
Transactions value $
-$57,700
Form type
4
Date filed
1/3/2025, 01:28 PM
Previous filing
Dec 3, 2024
Next filing
Jan 10, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AROW Common Stock Sale -$57.7K -2K -5.28% $28.85 35.9K Jan 2, 2025 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Open market sale pursuant to a 10B5-1 Plan which was established by Reporting Person on May 14, 2024, in accordance with Rule 10B5-1 of the Securities Exchange Act of 1934, as amended.