WILLIAM GREENBERG - 19 May 2021 Form 4 Insider Report for TWO HARBORS INVESTMENT CORP. (TWO)

Role
President and CEO, Director
Signature
/s/ William Greenberg
Issuer symbol
TWO
Transactions as of
19 May 2021
Net transactions value
$0
Form type
4
Filing time
20 May 2021, 16:18:16 UTC
Next filing
01 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TWO Common stock, par value $0.01 per share Award $0 +209,790 +118% $0.000000 387,962 19 May 2021 Direct F1
holding TWO Common stock, par value $0.01 per share 12,102 19 May 2021 By Spouse F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents restricted stock units ("RSUs") granted to the Reporting Person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments on May 19, 2022, 2023 and 2024.
F2 Includes 12,102 shares held by the Reporting Person's spouse. While the Reporting Person retains a pecuniary interest in these shares, he does not have dispositive or voting power with respect thereto and he disclaims any beneficial ownership interest therein.