MATTHEW KOEPPEN - 10 Aug 2021 Form 4 Insider Report for TWO HARBORS INVESTMENT CORP. (TWO)

Role
Former Chief Inv. Officer
Signature
/s/ Matthew Koeppen
Issuer symbol
TWO
Transactions as of
10 Aug 2021
Transactions value $
$-1,899,379
Form type
4
Filing time
12 Aug 2021, 16:10:55 UTC
Previous filing
20 May 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TWO Common stock, par value $0.01 per share Sale $-642,670 -100,000 -30.4% $6.43 228,413 10 Aug 2021 Direct F1
transaction TWO Common stock, par value $0.01 per share Sale $-708,587 -110,000 -48.2% $6.44 118,413 11 Aug 2021 Direct F2
transaction TWO Common stock, par value $0.01 per share Sale $-548,122 -84,913 -71.7% $6.46 33,500 12 Aug 2021 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

MATTHEW KOEPPEN is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.4201 to $6.435, inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.42 to $6.4801, inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp, any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.44 to $6.485, inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.