Name | Relationship | Address | Signature | Signature date | CIK |
---|---|---|---|---|---|
Hallen Ed | Director, 10%+ Owner | C/O KLAVIYO, INC. 125 SUMMER STREET, 6TH FLOOR, BOSTON | /s/ Landon Edmond, Attorney-in-Fact | 2025-09-12 | 0001991125 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | KVYO | Series A Common Stock | Conversion of derivative security | +990K | 990K | Sep 11, 2025 | Direct | F1 | |||
transaction | KVYO | Series A Common Stock | Gift | $0 | -990K | -100% | $0.00 | 0 | Sep 11, 2025 | Direct | F2 |
transaction | KVYO | Series A Common Stock | Gift | $0 | +200K | $0.00 | 200K | Sep 11, 2025 | By Hodgkins Trust | F2, F3 | |
transaction | KVYO | Series A Common Stock | Gift | $0 | +790K | $0.00 | 790K | Sep 11, 2025 | By Hodgkins LLC | F2, F4 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | KVYO | Series B Common Stock | Conversion of derivative security | $0 | -990K | -3% | $0.00 | 32M | Sep 11, 2025 | Series A Common Stock | 990K | Direct | F1 |
Id | Content |
---|---|
F1 | Each share of the Issuer's Series B Common Stock, par value $0.001 per share ("Series B Common Stock"), is convertible at any time at the option of the holder into one share of the Issuer's Series A Common Stock, par value $0.001 per share ("Series A Common Stock"), and will automatically convert into one share of Series A Common Stock upon the occurrence of certain events as set forth in the Issuer's certificate of incorporation. The Series B Common Stock has no expiration date. |
F2 | On September 11, 2025, the Reporting Person transferred 200,000 shares of Series A Common Stock to Hodgkins Trust and 790,000 shares of Series A Common Stock to Hodgkins LLC for estate planning purposes, in each case for no consideration. |
F3 | Shares are owned directly by Hodgkins Trust for the benefit of the Reporting Person and the Reporting Person's family, and of which the trustee is an independent institution. The Reporting Person disclaims Section 16 beneficial ownership of such shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed to be an admission that he has beneficial ownership of such shares for Section 16 or any other purpose. |
F4 | Shares held by Hodgkins LLC, of which the Reporting Person serves as manager. The Reporting Person disclaims Section 16 beneficial ownership of such shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed to be an admission that he has beneficial ownership of such shares for Section 16 or any other purpose. |