Daniel Richard Mazziota - Jun 17, 2021 Form 4 Insider Report for AmpliTech Group, Inc. (AMPG)

Role
Director
Signature
/s/ Daniel Mazziota
Stock symbol
AMPG
Transactions as of
Jun 17, 2021
Transactions value $
$10,755
Form type
4
Date filed
6/21/2021, 05:14 PM
Previous filing
May 21, 2021
Next filing
Jul 2, 2021
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMPG Warrant to Purchase Common Stock (right to buy) Purchase $1.91K +1K $1.91 1K Jun 17, 2021 Common Stock 1K $7.00 By Annette Perea & Alain Sosa Designated Bene Plan/Tod F1, F2
transaction AMPG Warrant to Purchase Common Stock (right to buy) Purchase $3.96K +2K $1.98 2K Jun 17, 2021 Common Stock 2K $7.00 By Jack Teich, Charles Schwab & Co Inc Cust Roth Contributory IRA F1, F3
transaction AMPG Warrant to Purchase Common Stock (right to buy) Purchase $2.99K +1.5K $1.99 1.5K Jun 17, 2021 Common Stock 1.5K $7.00 By Ruth Mazziota Charles Schwab & Co Inc Cust Roth Contributory IRA F1, F4
transaction AMPG Warrant to Purchase Common Stock (right to buy) Purchase $1.9K +1K $1.90 1K Jun 17, 2021 Common Stock 1K $7.00 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The warrants to purchase Issuer's common stock were issued pursuant to Form S-1 (File No. 333-251260) filled with the Securities Exchange Commission on February 5, 2021 and which became effective on February 16, 2021.
F2 Sales prices range from $1.89 to $2.01 per warrant, inclusive.
F3 Sales prices range from $1.98 to $2.00 per warrant, inclusive.
F4 Sales prices range from $1.98 to $2.03 per warrant, inclusive.