| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ICCT | Common Stock | Award | $20,001 | +16,130 | +1.9% | $1.24 | 856,337 | 23 Jan 2024 | Direct | |
| transaction | ICCT | Common Stock | Award | $20,003 | +5,026 | +0.59% | $3.98 | 861,363 | 23 Jan 2024 | Direct | |
| transaction | ICCT | Common Stock | Award | $20,000 | +16,394 | +1.9% | $1.22 | 877,757 | 29 Mar 2024 | Direct | |
| transaction | ICCT | Common Stock | Award | $20,000 | +21,552 | +2.5% | $0.928 | 899,309 | 30 Jun 2024 | Direct | |
| transaction | ICCT | Common Stock | Award | $23,454 | +36,648 | +4.1% | $0.64 | 935,957 | 31 Jul 2024 | See footnote | F7 |
| transaction | ICCT | Common Stock | Award | $20,000 | +57,143 | +6.1% | $0.35 | 993,100 | 30 Sep 2024 | Direct | |
| transaction | ICCT | Common Stock | Purchase | $42,621 | +236,785 | +24% | $0.18 | 1,229,885 | 25 Nov 2024 | Direct | |
| transaction | ICCT | Common Stock | Purchase | $6,800 | +40,000 | +3.3% | $0.17 | 1,269,885 | 26 Nov 2024 | Direct |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ICCT | Common Stock Warrant | Award | $0 | +39,000 | $0 | 39,000 | 01 Jan 2024 | Common Stock | 39,000 | $1.36 | See footnote | F1, F8 | |
| transaction | ICCT | Stock Option | Award | $0 | +452,414 | $0 | 452,414 | 20 Oct 2023 | Common Stock | 452,414 | $3.71 | Direct | F2 | |
| transaction | ICCT | Stock Option | Award | $0 | +570,754 | $0 | 570,754 | 31 May 2024 | Common Stock | 570,754 | $1.46 | Direct | F3 | |
| transaction | ICCT | Stock Option | Award | $0 | +1,817,742 | $0 | 1,817,742 | 31 May 2024 | Common Stock | 1,817,742 | $3.1 | Direct | F4 | |
| transaction | ICCT | Series A Preferred Stock | Award | $0 | +1,701 | +12% | $0 | 16,374 | 25 Aug 2024 | Common Stock | 8,505 | Direct | F5, F6 | |
| transaction | ICCT | Common Stock Warrant | Award | $0 | +86,435 | +222% | $0 | 125,435 | 31 Aug 2024 | Common Stock | 86,435 | $0.5325 | See footnote | F8 |
| Id | Content |
|---|---|
| F1 | The common stock warrant is fully vested and exercisable. |
| F2 | The stock option vests and becomes fully exercisable on December 16, 2024. |
| F3 | The stock option vests and becomes exercisable annually, in equal installments, over a 3 year period. |
| F4 | The stock option is fully vested and exercisable. |
| F5 | Each share of Series A Preferred Stock is convertible, at the option of the holder thereof, at any time, and without the payment of additional consideration by the holder thereof, into shares of Common Stock. |
| F6 | Each share of Series A Preferred Stock is convertible into shares of Common Stock as is determined by dividing the Original Issue Price of $10.00 by the Conversion Price in effect at the time of conversion. The amount set forth in the table is based on an assumed Conversion Price of $10.00 per share, which is the current Conversion Price. The Conversion Price will be reset to the lesser of $10.00 or 20% above the simple average of the volume weighted average price on the 20 trading days following 12 months after August 25, 2023; provided further that such Conversion Price shall be no greater than $10.00 and no less than $2.00 (such amounts subject to appropriate adjustment in the event of any stock dividend, stock split, combination or other similar recapitalization). |
| F7 | Common stock owned by entity 100% controlled by shareholder. |
| F8 | Common stock warrant owned by entity 100% controller by shareholder. |