Michael C. James - Mar 18, 2025 Form 4 Insider Report for GUIDED THERAPEUTICS INC (GTHP)

Role
Director
Signature
/s/ Michael C. James
Stock symbol
GTHP
Transactions as of
Mar 18, 2025
Transactions value $
$41,295
Form type
4
Date filed
4/8/2025, 12:11 PM
Previous filing
Nov 22, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GTHP Common Stock Purchase $15K +150K +133.01% $0.10 263K Mar 18, 2025 Direct F1
transaction GTHP Common Stock Purchase $26.3K +263K +100.07% $0.10 526K Mar 18, 2025 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GTHP Warrants Purchase +150K 150K Mar 18, 2025 Common Stock 150K $0.13 Direct F1
transaction GTHP Warrants Purchase +263K +175.3% 413K Mar 18, 2025 Common Stock 263K $0.13 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On March 18, 2025, the Company entered into a Securities Purchase Agreement (the "March Purchase Agreement") with Mr. James, pursuant to which the Company agreed to sell, for a total price of $15,000, an aggregate of 150,000 units, each unit consisting of one share of common stock and one warrant to purchase up to 150,000 shares of common stock (the "March Warrants"). The March Warrants were immediately exercisable upon issuance, expire four years following the issuance date and have an exercise price of $0.13 per share.
F2 In connection with the March Purchase Agreement, the Company entered into an exchange agreement with Mr. James, whereby Mr. James agreed to exchange a $25,000 note payable and accrued interest of $1,295 for 262,945 units as described above.