Charles W. Griege Jr. - Apr 29, 2025 Form 3 Insider Report for GBank Financial Holdings Inc. (GBFH)

Role
Director
Signature
/s/ Charles W. Griege, Jr., President
Stock symbol
GBFH
Transactions as of
Apr 29, 2025
Transactions value $
$0
Form type
3
Date filed
5/2/2025, 08:30 PM
Next filing
May 8, 2025
SEC
View on sec.gov

Reporting Owners (2)

Name Relationship Address Signature Signature date CIK
Griege Charles William Jr. Director 9115 WEST RUSSELL ROAD, SUITE 110, LAS VEGAS /s/ Charles W. Griege, Jr., President 2025-05-02 0002058266
Blue Lion Opportunity Master Fund LP Manager 4443 NEWMORE AVE., DALLAS /s/ Blue Lion Opportunity Opportunity Funds GP, LLC, General Partner 2025-05-02 0002058876

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding GBFH Common Stock 109K Apr 29, 2025 Direct
holding GBFH Common Stock 419K Apr 29, 2025 By Blue Lion Opportunity Master Fund, LP F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding GBFH Restricted Stock Grant Apr 29, 2025 Common Stock 900 $9.70 Direct F2
holding GBFH Restricted Stock Grant Apr 29, 2025 Common Stock 1.8K $13.50 Direct F3
holding GBFH Restricted Stock Grant Apr 29, 2025 Common Stock 1.8K $21.95 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares are owned by Blue Lion Opportunity Master Fund, LP, a limited partnership formed under the laws of the Cayman Islands ("BLOMF"). The general partner of BLOMF is Blue Lion Opportunity GP, LLC a Delaware limited liability company ("BLOGP"). The Reporting Person is the sole member and President of BLOGP. The Reporting Person disclaims beneficial ownership of the securities owned by BLC except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
F2 The restricted stock grant was issued on October 10, 2022 and vests in three (3) equal annual installments. The first two grants were issued on October 10, 2023 and 2024 and the last grant will be issued on October 10, 2025.
F3 The restricted stock grant was issued on October 25, 2023 and will vest in three (3) equal annual installments. The first grant was issued on October 25, 2024 and the next two grants will be issued on October 25, 2025 and 2026.
F4 The restricted stock grant was issued on October 7, 2024 and will vest in three (3) equal annual installments. The grants will be issued on October 7, 2025, 2026 and 2027.