ALLAN MARSHALL - 11 Jul 2025 Form 4 Insider Report for UPEXI, INC. (UPXI)

Signature
/s/ Allan Marshall
Issuer symbol
UPXI
Transactions as of
11 Jul 2025
Transactions value $
$799,998
Form type
4
Filing time
24 Jul 2025, 16:03:08 UTC
Previous filing
25 Apr 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
MARSHALL ALLAN Chief Executive Officer, Director, 10%+ Owner 3030 NORTH ROCKY POINT DRIVE, SUITE 420, TAMPA /s/ Allan Marshall 24 Jul 2025 0001279925

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UPXI Common Stock Purchase $800K +162K +18.31% $4.94 1.05M 11 Jul 2025 Direct F1
transaction UPXI Common Stock Award $0 +1.2M +114.69% $0.00 2.25M 16 Jul 2025 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Reporting Person purchased these shares pursuant to a private placement offering conducted by the Issuer. The Common Stock is being offered pursuant to the exemption from registration under Section 4(a)(2) of the Securities Act of 1933, as amended and Rule 506(b) of Regulation D promulgated thereunder, and applicable state securities laws.
F2 Vests in full 30 days from July 1, 2025.
F3 The shares of Common Stock reported herein were granted pursuant to the Issuer's Equity Incentive Plan.