| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| MARSHALL ALLAN | Chief Executive Officer, Director, 10%+ Owner | 3030 NORTH ROCKY POINT DRIVE, SUITE 420, TAMPA | /s/ Allan Marshall | 24 Jul 2025 | 0001279925 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | UPXI | Common Stock | Purchase | $800K | +162K | +18.31% | $4.94 | 1.05M | 11 Jul 2025 | Direct | F1 |
| transaction | UPXI | Common Stock | Award | $0 | +1.2M | +114.69% | $0.00 | 2.25M | 16 Jul 2025 | Direct | F2, F3 |
| Id | Content |
|---|---|
| F1 | The Reporting Person purchased these shares pursuant to a private placement offering conducted by the Issuer. The Common Stock is being offered pursuant to the exemption from registration under Section 4(a)(2) of the Securities Act of 1933, as amended and Rule 506(b) of Regulation D promulgated thereunder, and applicable state securities laws. |
| F2 | Vests in full 30 days from July 1, 2025. |
| F3 | The shares of Common Stock reported herein were granted pursuant to the Issuer's Equity Incentive Plan. |