| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Imhoff John E | Director, 10%+ Owner | 5853 PEACHTREE CORNERS EAST, SUITE B, PEACHTREE CORNERS | /s/ John E. Imhoff | 04 Sep 2025 | 0001348439 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | GTHP | Common Stock | Other | +104K | +0.58% | 18.1M | 21 Aug 2025 | Direct | F1 | ||
| transaction | GTHP | Preferred Series E Stock | Other | -300 | -75% | 100 | 21 Aug 2025 | Direct | F2 | ||
| transaction | GTHP | Common Stock | Other | +1.2M | +6.63% | 19.3M | 21 Aug 2025 | Direct | F2 | ||
| transaction | GTHP | Common Stock | Purchase | $30K | +167K | +0.86% | $0.18 | 19.5M | 29 Aug 2025 | Direct | F3 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | GTHP | Warrants | Purchase | +167K | +666.67% | 192K | 29 Aug 2025 | Common Stock | 167K | $0.25 | Direct | F3 |
| Id | Content |
|---|---|
| F1 | These shares were issued for payment of accrued dividends on the reporting individual's Series E preferred stock, at a conversion price of $0.2298. |
| F2 | On August 21, 2025, Mr. Imhoff converted 300 shares of Series E preferred stock into 1,200,000 shares of common stock. The Series E preferred stock had a stated value of $1,000 and $0.25 conversion price. |
| F3 | On August 29, 2025, the Company entered into a Securities Purchase Agreement with Dr. Imhoff, pursuant to which the Company agreed to sell, for a total price of $30,000, 166,667 units, each unit consisting of one share of common stock and one warrant to purchase up to 166,667 shares of common stock (the "August Warrants"). The August Warrants were immediately exercisable upon issuance, expire four years following the issuance date and have an exercise price of $0.25 per share. |