| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| SMITH DAVID BYRON JR | Director | 50 SOUTH LA SALLE ST, CHICAGO | David A. Serna Attorney-in-Fact for David H. B. Smith, Jr. | 04 Nov 2025 | 0001478669 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | NTRS | Common Stock | Gift | $0 | +1.58K | +2.45% | $0.00 | 66.2K | 31 Oct 2025 | By Trust | F1 |
| holding | NTRS | Common Stock | 1.9K | 31 Oct 2025 | Direct | F2 | |||||
| holding | NTRS | Common Stock | 15.4K | 31 Oct 2025 | Revocable Trust | ||||||
| holding | NTRS | Common Stock | 1.7K | 31 Oct 2025 | By Trust | F3 | |||||
| holding | NTRS | Common Stock | 2.13K | 31 Oct 2025 | By Trust fbo Child 1 | F4 | |||||
| holding | NTRS | Common Stock | 2.13K | 31 Oct 2025 | By Trust fbo Child 2 | F4 | |||||
| holding | NTRS | Common Stock | 2.13K | 31 Oct 2025 | By Trust fbo Child 3 | F4 | |||||
| holding | NTRS | Common Stock | 1.01M | 31 Oct 2025 | By Trust | F1, F5 |
| Id | Content |
|---|---|
| F1 | On October 31, 2025, a trust in which the reporting person has a partial direct pecuniary interest distributed 12,640 shares of the Corporation's common stock to such trust's beneficiaries, of which 1,580 shares were distributed to the reporting person. |
| F2 | Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. |
| F3 | Shares are held in a trust established for the benefit of the reporting person and his children, of which the reporting person is a co-trustee and shares investment control. |
| F4 | Shares are held in a trust established for the benefit of one of the reporting person's children, of which the reporting person is a co-trustee and shares investment control. |
| F5 | These shares are held in a trust of which reporting person has a partial direct pecuniary interest. |