Rick C. Jackson - Feb 24, 2025 Form 4 Insider Report for Capitol Federal Financial, Inc. (CFFN)

Role
Executive Vice President
Signature
/s/ Kent G. Townsend, under Power of Attorney
Stock symbol
CFFN
Transactions as of
Feb 24, 2025
Transactions value $
$58,760
Form type
4
Date filed
2/26/2025, 10:48 AM
Previous filing
Jan 3, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CFFN CFFN common stock Purchase $23.5K +4K +2.2% $5.89 185K Feb 24, 2025 Direct
transaction CFFN CFFN common stock Purchase $22.6K +3.84K +2.07% $5.87 189K Feb 24, 2025 Direct
transaction CFFN CFFN common stock Purchase $12.7K +2.16K +1.14% $5.87 191K Feb 24, 2025 Direct
holding CFFN CFFN common stock 23.4K Feb 24, 2025 ESOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CFFN CFFN Phantom Stock 2022 9.15K Feb 24, 2025 CFFN common stock 9.15K $8.65 Direct F1
holding CFFN CFFN Phantom Stock 2024 3.98K Feb 24, 2025 CFFN common stock 3.98K $5.91 Direct F1
holding CFFN CFFN Non-qualified Stock Option 55.9K Feb 24, 2025 CFFN common stock 55.9K $14.43 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The phantom stock units were acquired under the Issuers Deferred Incentive Bonus Plan and are settled in cash three years from the date of acquisition.
F2 All options are vested and exercisable.